What comes after New START treaty limits

🔔 Top Stories

What comes after New START treaty limits

The New START nuclear arms control treaty between the U.S. and Russia has expired. Analysts say this removes important limits on strategic nuclear weapons and reduces transparency between the two biggest nuclear powers. Without these limits, each side may build more warheads and delivery systems. Experts warn this raises global risk and complicates international arms control efforts. Talks to replace or extend the agreement have stalled, leaving uncertainty about future monitoring and verification measures. This shift changes how governments think about deterrence and strategic stability.

U.S. securities framework needs reform

A new report argues that the U.S. securities regulatory system has gaps that reduce market efficiency and investor protection. It highlights outdated rules, inconsistent oversight between regulators, and slow adoption of modern market practices. The report suggests updating disclosure standards, harmonising regulatory roles, and boosting technology use in enforcement. The goal is to improve transparency, reduce costs for issuers, and protect investors against fraud and manipulative practices. Reform advocates say this could make U.S. markets more competitive globally.

Fintechs winning U.S. banking licences

More fintech companies are gaining U.S. banking licences as they move from payments and lending into full banking services. A licence lets fintechs take deposits, offer broader products, and compete more directly with traditional banks. The trend reflects regulatory openness to innovation, though firms face strict compliance, capital, and risk management requirements. For compliance teams, this means monitoring evolving rules on digital banking, consumer protection, and cybersecurity. Established banks are also adapting to meet competition from these tech-oriented players.

🧠 Expert Take

You advertise that you’re a value investor. Well, what does that mean to you? And not every value fund is going to have the same exact definition of what constitutes a value strategy. But no matter what your definition is, the rule is going to require you to be transparent around that definition.  David Scalzetti, Senior Director of Regulatory Products and Strategy.

🧰 Compliance Toolkit

Using AI for Compliance Monitoring

AI tools can enhance compliance programs by automating checks, finding patterns, and reducing manual work. Machine learning models help detect unusual transactions, risky behavior, and regulatory breaches faster than traditional methods. Successful AI compliance requires clear data governance, rules that match actual risks, and ongoing validation of model performance. Teams should document AI decisions, build explainability into systems, and guard against bias. Combining AI with human review strengthens oversight and helps defend decisions during audits or enforcement actions.

🎟️ Upcoming Event

Compliance and Ethics Essentials Workshop 2026

📍 Virtual | Feb 9 - 12, 2026

The upcoming CCEP workshop in February focuses on core compliance and ethics practices for professionals at all levels. Sessions will cover risk assessment, policy creation, monitoring, and behaviour-based ethics strategies. It also offers practical tools and case studies to build stronger compliance teams. Attendees can join discussions and learning labs to sharpen skills for 2026 challenges. This is a chance to refine baseline program elements and update current approaches. 

🗳️ Your Compliance Take

Cast your vote and we will share the results in our next edition.

📩 We’ll share the results in Friday’s issue.

Showcase your brand/product/services in our newsletter and reach over 86,000 industry leaders in compliance! Contact us today to advertise with PlanetCompliance.